How We Are Regulated
Commonwealth Financial Network® (Commonwealth) is regulated by Federal, State, and self-regulatory agencies, including the following:
Financial Industry Regulatory Authority (FINRA)
Securities Exchange Commission (SEC)
Securities Investor Protection Corporation (SIPC)
Municipal Securities Rulemaking Board
FINRA Securities Helpline for Seniors: (240) 386-HELP (4357)
we have answers
You've got questions and we've got answers
2720 E Camelback Rd, Phoenix, Arizona 85016, United States | (602)765-2224 | firstname.lastname@example.org
How do I ensure my family will get the assets I worked so hard for?
Retirement Income Planning:
How can I retire with a comfortable standard of living?
Is my financial strategy paying off at tax time?
Investment Analysis and Planning:
Are my current investments right for my goals?
How do I maintain our family income if I am disabled or die?
Who can explain all my options for investments, insurance, trusts, will and estate planning?
Copyright 2015. All rights reserved.
This communication is strictly intended for individuals residing in the states of
No offers may be made or accepted from any resident outside these states due to various state regulations and registration
requirements regarding investment products and services.
Fixed insurance products and services offered through CES Insurance Agency.
Securities and advisory services offered through Commonwealth Financial Network®., Member FINRA, SIPC, a Registered Investment Adviser.
To help the government fight the funding of terrorism and money-laundering activities, federal law requires all financial institutions to obtain, verify, and record information that identifies each person who opens an account. What this means for you: When you open an account with LPL Financial, we ask for your name, address, date of birth, and other information that will allow us to identify you. We may also ask to see your driver's license or other identifying documents. We may share information obtained from you with third parties to verify your identity, in compliance with this federal law.
Certified Financial Planner Board of Standards, Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and federally registered CFP in the U.S., which it awards to individuals who successfully complete CFP Boards initial and ongoing certification requirements.